Guoyuan Securities Ordered to Rectify Investment Banking Violations; Former Head Li Zhoufeng Issued Warning

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On July 31, the China Securities Regulatory Commission decided to order Guoyuan Securities to take corrective measures, citing insufficient due diligence, lax quality control and internal review, integrity issues, and inadequate rectification in its underwriting and sponsorship projects. At the same time, Li Zhoufeng, the former head of investment banking, was issued a warning letter.

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CSRC ordered corrective measures for investment banking violations and issued a warning to former head.

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