The Ningbo Jiangcheng South Road securities branch of Sinolink Securities has been issued a warning letter by the Ningbo bureau of the China Securities Regulatory Commission after an employee sent business test answers to clients. The employee, Wu Huaitao, has been ordered to make corrections. An investigation found that an individual employee at the branch sent clients answers to knowledge tests for margin trading and securities lending, the New Third Board, and the STAR Market, violating relevant regulations.
Sinolink Securities Co LtdBranch warned by CSRC after employee sent test answers to clients, violating regulations.