The Stock Exchange of Thailand issued a disciplinary penalty against Finansia Syrus Securities, imposing a fine of 150,000 baht, in an announcement made late on September 25. The violations were found between July and August 2025, or just over a year ago. The violations consisted of recording short sale orders without indicating that they were short sales, or without attaching the S flag, and recording short sale orders without offering them at a price higher than the last traded price, or the uptick price. The Stock Exchange stated that the violations and this penalty do not affect investors or securities trading conditions on the exchange.
Finansia X Public Company LimitedStock Exchange of Thailand fined Finansia Syrus Securities 150,000 baht for recording short sales without the S flag and below uptick price.
