Hualin Securities Dongguan Branch Receives Warning Letter for Inadequate Enterprise WeChat Controls

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Hualin Securities Dongguan Guantai Road Securities Branch has received a warning letter from the Guangdong Bureau of the China Securities Regulatory Commission. The branch was found to have inadequate enterprise WeChat control mechanisms and insufficient management of employees using enterprise WeChat for business activities, leading to compliance management deficiencies and violations of relevant regulations.

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ChinaLin Securities Co Ltd
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Received a warning letter from CSRC for inadequate enterprise WeChat controls and compliance deficiencies.

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